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Investment Compliance Associate | Boston Hedge Fund

Job Number: 353
Location: Boston, Massachusetts
Expertise: Accounting/Auditing, Finance, Consulting

A leading multi-strategy investment management firm with over $3B in assets under management is seeking an Investment Compliance Associate to join its collaborative and high-performing compliance team.

Role Overview

The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal/compliance teams to ensure the firm’s investment activity adheres to internal policies, client guidelines, and global regulatory standards.

Key Responsibilities

  • Monitor and resolve daily trade compliance alerts and exception reports in the firm’s order management system (OMS).
  • Maintain restricted lists and oversee wall-crossing processes.
  • Review investment guidelines and assist in coding rules into the OMS.
  • Support the onboarding of new funds, accounts, and instruments within compliance systems.
  • Track and escalate potential compliance breaches and coordinate remediation with relevant stakeholders.

Qualifications

  • Experiemce in investment compliance experience within an asset management, hedge fund, or investment advisory firm.
  • Experience with Charles River, FlexTrade, or a similar OMS/OEMS strongly preferred.
  • Strong analytical mindset, high attention to detail, and excellent communication skills.
  • Thrives in a rigorous, collaborative, and intellectually curious environment.

Compensation & Benefits

  • Competitive base salary 
  • Annual bonus and profit-sharing program.
  • Best-in-class 401(k) match — 100% up to IRS limit.
  • 100% employer-paid healthcare (medical, dental, vision).
  • Complimentary on-site meals, fitness center, wellness benefits, and other perks.

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