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Investment Compliance Associate | Boston Hedge Fund
Job Number: 353
Location: Boston, Massachusetts
Expertise: Accounting/Auditing, Finance, Consulting
A leading multi-strategy investment management firm with over $3B in assets under management is seeking an Investment Compliance Associate to join its collaborative and high-performing compliance team.
Role Overview
The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal/compliance teams to ensure the firm’s investment activity adheres to internal policies, client guidelines, and global regulatory standards.
Key Responsibilities
- Monitor and resolve daily trade compliance alerts and exception reports in the firm’s order management system (OMS).
- Maintain restricted lists and oversee wall-crossing processes.
- Review investment guidelines and assist in coding rules into the OMS.
- Support the onboarding of new funds, accounts, and instruments within compliance systems.
- Track and escalate potential compliance breaches and coordinate remediation with relevant stakeholders.
Qualifications
- Experiemce in investment compliance experience within an asset management, hedge fund, or investment advisory firm.
- Experience with Charles River, FlexTrade, or a similar OMS/OEMS strongly preferred.
- Strong analytical mindset, high attention to detail, and excellent communication skills.
- Thrives in a rigorous, collaborative, and intellectually curious environment.
Compensation & Benefits
- Competitive base salary
- Annual bonus and profit-sharing program.
- Best-in-class 401(k) match — 100% up to IRS limit.
- 100% employer-paid healthcare (medical, dental, vision).
- Complimentary on-site meals, fitness center, wellness benefits, and other perks.
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