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Compliance VP – Credit & Private Investments | Boston (hybrid)
Location: Boston, Massachusetts
Workspace Type: Hybrid
Base Salary: $170,000 - $190,000
A leading global investment platform with $100B+ AUM is seeking an Investment Compliance VP to join its growing Boston office. This is a high-visibility role supporting the firm’s expanding private credit and private investment activity, with the opportunity to sit close to the deal process and partner directly with investment professionals.
Key Responsibilities:
- Serve as part of the firm’s Control Room: conflicts clearance, wall-crossing, restricted list oversight, and MNPI management.
- Review and negotiate deal-related NDAs and support transaction onboarding.
- Partner with investment teams on pipeline activity, identifying and mitigating conflicts across public and private markets.
- Support integration of compliance technology platforms and data migration.
- Contribute to regulatory analysis, policy updates, and broader compliance initiatives.
Qualifications:
- JD required (to manage NDA execution and legal issue spotting).
- Experience of relevant compliance or legal experience, ideally with control room exposure at an investment bank.
- Strong commercial understanding of deals, structures, and capital markets; more important than pure “check-the-box” compliance.
- Experience handling MNPI/conflicts processes and familiarity with deal onboarding.
- Ambitious, detail-oriented, and motivated to grow within a buy-side environment.
Why Join:
- Platform in growth mode with significant deal activity and career advancement opportunities.
- Dynamic, collaborative culture with exposure across public and private markets.
Job ID: 1564
Industries: Insurance, Investment & Asset Management
Job Functions: Trade Compliance, Compliance – Deal Structuring
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